James Randy Snodgrass

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1984 → Present
  J. Randy Snodgrass, Pc, Inc.
  Jefferson City, MO
• 08/2005 → 04/2020
  Securities America, Inc.
  Jefferson City, MO
• 01/2007 → 04/2020
  Securities America Advisors Inc
  Jefferson City, MO
• 04/2020 → Present
  Lpl Financial Llc
  Jefferson City, MO
• 08/2019 → Present
  Snodgrass Accountants And Tax Consultants Llc
  Jefferson City, MO

Previous Registrations

• 2007-01-24 → 2020-04-30
  Securities America Advisors, Inc.
  Jefferson City, MO
  Jefferson City, MO

Other Businesses

1)4/30/2020-Snodgrass Accountants & Tax Consultants, LLC- Tax Prep/Accounting/CPA - Co-owner - Inv. Related- Jefferson City, MO- start date 8/2019-- 20hrs/mth -10% 2)4/30/2020 -Real Estate Rental- Co-Owner -Inv. Related- Rocky Mountain, MO- start date 12/2018 3)4/30/2020- J. RANDY SNODGRASS, CPA, PC, Inc-Tax Prep/Accounting/CPA-President/CPA- Inv. Related- Jefferson City, MO- start date 12/17/1984- 150hrs/mth- 90% 4) 01/03/2024 - Snodgrass Financial Services, LLC - Non-Investment Related - Jefferson City, MO - Business Entity For Tax/Investment Purposes Only - Managing Member - STarted: 1/1/2024 - 20 Hrs/Mo; 15 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-10-26

Designations

• Certified Financial Planner