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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-16
  • NY RA
    APPROVED
    Since 2026-01-16

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

3 West Main St., Pawling, NY 12564 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Middletown NY 07/2016 09/2016
First Niagara Bank Middletown NY 07/2016 09/2016
Key Investment Services Llc Poughkeepsie NY 09/2016 07/2023
N B T Bank N. A. Milford PA 07/2023 12/2025
Lpl Financial Llc Milford PA 07/2023 12/2025
Key Investment Services Llc Brooklyn OH 12/2025 Present
Previous Registrations
  • 2023-07-11 → 2026-01-15
    Newburgh, NY
    Milford, PA
    Sharon, CT
    Sheffield, MA
    Great Battington, MA
    Poughkeepsie, NY
    Salisbury, CT
    Dover Plains, NY
    Lakeville, CT
    New Paltz, NY
    Canaan, CT
    Poughkeepsie, NY
    Millerton, NY
    South Egremont, MA
    Milford, PA
    San Diego, CA
  • 2016-09-21 → 2023-06-29
    Poughkeepsie, NY
    New Windsor, NY
    Manchester, CT
    Plymouth Meeting, PA
    Brooklyn, OH
  • 2016-07-25 → 2016-09-21
    Middletown, NY
    New Windsor, NY
    Highland Falls, NY
    Liberty, NY
    Fort Mill, SC
  • 2016-02-12 → 2016-07-21
    Wappinger Falls, NY
    Meriden, CT
    Poughkeepsie, NY
  • 2013-05-03 → 2015-12-01
    M&T Securities, Inc.
    Paramus, NJ
    Monroe, NY
    Newburgh, NY
    Newburgh, NY
    Fishkill, NY
    Beacon, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-12
S63 Uniform Securities Agent State Law Examination 2007-04-07
  • S66 Uniform Combined State Law Examination
    2013-04-12
  • S63 Uniform Securities Agent State Law Examination
    2007-04-07
Other Names
  • Jeremy J Falcone

View on SEC IAPD

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