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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Middletown | NY | 07/2016 | 09/2016 |
| First Niagara Bank | Middletown | NY | 07/2016 | 09/2016 |
| Key Investment Services Llc | Poughkeepsie | NY | 09/2016 | 07/2023 |
| N B T Bank N. A. | Milford | PA | 07/2023 | 12/2025 |
| Lpl Financial Llc | Milford | PA | 07/2023 | 12/2025 |
| Key Investment Services Llc | Brooklyn | OH | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-07 |
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