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Gary Ives Neumann

Cetera Investment Advisers LLC

Bergenfield, NJ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-26
  • NJ RA
    APPROVED
    Since 2026-01-26

Branch Locations

297 South Washington Ave Suite 1, Bergenfield, NJ 07621 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Lucas, Neumann & Associates, Inc Rochelle Park NJ 10/1998 01/2018
Cetera Investment Advisers Llc Schaumburg IL 06/2006 Present
Botwinick & Company, Llc Cpa'S Rochelle Park NY 01/2018 Present
Bgs Capital Management Rochelle Park NJ 05/2018 Present
Gineumann Tax & Accounting Services Llc Bergenfield NJ 06/2021 Present
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/1998 → 01/2018
    Lucas, Neumann & Associates, Inc
    Rochelle Park, NJ
  • 06/2006 → Present
    Schaumburg, IL
  • 01/2018 → Present
    Botwinick & Company, Llc Cpa'S
    Rochelle Park, NY
  • 05/2018 → Present
    Bgs Capital Management
    Rochelle Park, NJ
  • 06/2021 → Present
    Gineumann Tax & Accounting Services Llc
    Bergenfield, NJ
Other Businesses

1.NAME OF OTHER BUSINESS: BOTWINICK & COMPANY, LLC CPA'S INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CPA FIRM START DATE: 12/2017 POSITION/TITLE/RELATIONSHIP: CPA APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PREPARE INCOME TAXES, CORPORATE PARTNERSHIPS, REPRESENT CLIENTS IN FRONT OF TAX AUTHORITIES 2) NAME OF OTHER BUSINESS: BGS CAPITAL MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 5/2018 APX NUMBER OF HOURS PER WEEK: 13 APX NUMBER OF HOURS DURING TRADING HOURS: 13 POSITION: REGISTERED REGISTERED REP/IAR BRIEF DESCRIPTION OF DUTIES: DBA 3) NAME OF OTHER BUSINESS: GINEUMANN TAX & ACCOUNTING SERVICES LLC INVESTMENT RELATED: NO ADDRESS: 297 S WASHINGTON AVE, BERGENFIELD, NJ, 07621 NATURE OF BUSINESS: TAX PREPARATION START DATE: 06/2021, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION SERVICES, POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-30
S63 Uniform Securities Agent State Law Examination 1996-03-07
  • S65 Uniform Investment Adviser Law Examination
    2006-08-30
  • S63 Uniform Securities Agent State Law Examination
    1996-03-07
Other Names
  • Gary I Neumann
  • Gary Neumann

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