Gary Ives Neumann

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 10/1998 → 01/2018
  Lucas, Neumann & Associates, Inc
  Rochelle Park, NJ
• 06/2006 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2018 → Present
  Botwinick & Company, Llc Cpa'S
  Rochelle Park, NY
• 05/2018 → Present
  Bgs Capital Management
  Rochelle Park, NJ
• 06/2021 → Present
  Gineumann Tax & Accounting Services Llc
  Bergenfield, NJ

Other Businesses

1.NAME OF OTHER BUSINESS: BOTWINICK & COMPANY, LLC CPA'S INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CPA FIRM START DATE: 12/2017 POSITION/TITLE/RELATIONSHIP: CPA APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PREPARE INCOME TAXES, CORPORATE PARTNERSHIPS, REPRESENT CLIENTS IN FRONT OF TAX AUTHORITIES 2) NAME OF OTHER BUSINESS: BGS CAPITAL MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 5/2018 APX NUMBER OF HOURS PER WEEK: 13 APX NUMBER OF HOURS DURING TRADING HOURS: 13 POSITION: REGISTERED REGISTERED REP/IAR BRIEF DESCRIPTION OF DUTIES: DBA 3) NAME OF OTHER BUSINESS: GINEUMANN TAX & ACCOUNTING SERVICES LLC INVESTMENT RELATED: NO ADDRESS: 297 S WASHINGTON AVE, BERGENFIELD, NJ, 07621 NATURE OF BUSINESS: TAX PREPARATION START DATE: 06/2021, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION SERVICES, POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-30
• S63 Uniform Securities Agent State Law Examination
  1996-03-07

Other Names

• Gary I Neumann
• Gary Neumann