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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-26 |
| IL | RA | APPROVED | 2024-06-03 |
| MO | RA | APPROVED | 2021-08-26 |
Branch Locations
2 City Place Dr Suite 30, St. Louis, MO 63141-7096 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | St. Louis | MO | 03/1999 | Present |
| Pines Wealth Management, Llc | St. Louis | MO | 02/2004 | Present |
| Osaic Wealth, Inc. | St. Louis | MO | 08/2021 | Present |
1) PINES WEALTH MANAGEMENT POSITION: Owner - NATURE: Partnership - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2003 ADDRESS: 2 City Place Dr., Suite 30, St. Louis MO 63141, United States DESCRIPTION: sell life insurance 2) LON BROSKE POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 11/30/2003 ADDRESS: 2 City Place Dr., Suite 30, St. Louis MO 63141, United States DESCRIPTION: I sell term life insurance, Long Term care
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-13 |
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