Best Investors Account Sign in

David Jerome Pazdan

Northern Trust Securities, Inc.

Barrington, IL

Chicago, IL

CRD 2389731

Claim This Profile
Employer firm

Northern Trust Securities, Inc. CRD 7927

$1.66B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-01-14
  • IL RA
    APPROVED
    Since 2015-01-14

Branch Locations

Barrington, IL • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Securities, Inc. Chicago IL 04/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-18
S63 Uniform Securities Agent State Law Examination 1994-05-03
  • S65 Uniform Investment Adviser Law Examination
    2005-10-18
  • S63 Uniform Securities Agent State Law Examination
    1994-05-03
Other Names
  • David Paz

View on SEC IAPD

More in Barrington, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor