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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-16 |
| VA | RA | APPROVED | 2019-07-18 |
Branch Locations
150 W. Main Street Suite 1800, Norfolk, VA 23510 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Norfolk | VA | 10/2009 | 07/2019 |
| Bank Of America, Na | Norfolk | VA | 05/2010 | 07/2019 |
| Raymond James & Associates | Virginia Beach | VA | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-10 |
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