Robert B Thompson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Pensacola, FL

Previous Registrations

• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  Pensacola, FL
• 2002-08-27 → 2005-10-31
  Sunamerica Securities, Inc.
  Pensacola, FL
• 1994-11-23 → 2002-07-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pensacola, FL

Other Businesses

SAGEPOINT FINANCIAL ADVISORS CORPORATE RIA, YES, 1110 COILA ST, PENSACOLA FL 32504. INVESTMENT ADVISORY, IAR SINCE 8/02. 20% OF TIME, ALL DURING TRADING DOING MAP AND V2A. INSURANCE & VARIABLE ANNUITY SALES. 1110 COILA ST., PENSACOLA, FL. APPROX. 5% OF TIME SPENT ON THIS ACTIVITY DURING TRADING HOURS. ROBERT B. THOMPSON POSITION: Independent Contractor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1993 ADDRESS: 1110 Coila St., Pensacola FL 32504, United States DESCRIPTION: sales

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-10-04
• S65 Uniform Investment Adviser Law Examination
  1993-10-04

Other Names

• Benja Thompson