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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-12 |
| FL | RA | APPROVED | 2020-09-10 |
Branch Locations
319 River Edge Bulivard Unit 218, Cocoa, FL 32922 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc | San Diego | CA | 12/2004 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 05/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Cocoa | FL | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2020 | Present |
1.)STRATEGIC WEALTH CONSULTANTS GROUP, INC; CONSULTANT; CONSULTING; START DATE:10/1/2009. 2.)ADAMS FINANCIAL SERVICES PA; DIRECT OWNER; DBA; START DATE:7/1/2008.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-04-20 |
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