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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-16 |
| IL | RA | APPROVED | 2012-06-25 |
Branch Locations
1450 American Lane 6Th Floor, Suite #650, Schaumburg, IL 60173 • United States
West Dundee, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2008 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2014 | Present |
| Cetera Advisors Llc | Denver | CO | 12/2012 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2012 | Present |
| Investors Capital Corp. | Lynnfield | MA | 11/2015 | 11/2016 |
| Orange Theory Fitness | Wilmette | IL | 11/2023 | Present |
1)PEAPOD INC; NON-INV RELATED; LAKE ZURICH, IL; INTERNET GROCER; PART-TIME CUSTOMER SERVICE REPRESENTATIVE; SINCE 03/2013; 100 HRS/MONTH OUTSIDE SECURITIES TRADING HOURS: 2) NAME OF OTHER BUSINESS: ORANGE THEORY FITNESS, INVESTMENT RELATED: NO, ADDRESS: 1526 CENTRAL AVE, WILMETTE, IL 60091, NATURE OF BUSINESS: HEALTH CLUB START DATE:11/2023, POSITION/TITLE/RELATIONSHIP: FITNESS COACH, APX NUMBER OF HOURS PER WEEK: 15, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COACHING MEMBERS DURING WORKOUTS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-03 |
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