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Stuart Darren Plotkin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

Melville, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-29
NJ RA APPROVED 2019-05-23
  • NY RA
    APPROVED
    Since 2021-07-29
  • NJ RA
    APPROVED
    Since 2019-05-23

Branch Locations

301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 05/1999 10/2017
Bank Of America, N.A. Garden City NY 08/2009 10/2017
Jp Morgan Securities, Llc North Bellmore NY 06/2018 04/2019
Jp Morgan Chase Bank, N.A. North Bellmore NY 06/2018 04/2019
Unemployed Bellmore NY 10/2017 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Melville NY 05/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-14
  • S66 Uniform Combined State Law Examination
    1999-09-14
Other Names
  • Stuart Plotkin
  • Stuart Darren Plotkin
  • Stu Plotkin
  • Stuart Stu Plotkin

View on SEC IAPD

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COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
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