Tess Daniele David Mayo

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2019-10-08

ME RA
APPROVED

Since 2019-10-08

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

11 S. Main Street Suite 300, Concord, NH 03301 • United States

Bow, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Perspecta Trust Llc	Hampton	NH	04/2013	08/2019
Ubs Financial Services Inc.	Boston	MA	08/2019	Present

04/2013 → 08/2019

Perspecta Trust Llc

Hampton, NH
08/2019 → Present

Ubs Financial Services Inc.

Boston, MA

Previous Registrations

2005-11-28 → 2008-09-05

Vodia Capital, Llc

Waltham, MA

Concord, MA

Other Businesses

Globe Law and Business Ltd. / 3 Mylor Close, HorsellWoking, Surrey GU21 4DD / First, I wrote a book on trusts (focusing on minimizing trust disputes). Globe Law and Business is the publisher. / Second, I wrote a legal treatise on private trust companies. Globe Law and Business is the publisher. / 5/16/2022

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-21
S65	Uniform Investment Adviser Law Examination	2005-11-23

S66 Uniform Combined State Law Examination

2019-10-21
S65 Uniform Investment Adviser Law Examination

2005-11-23

Other Names

Todd David Mayo

View on SEC IAPD