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41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-01-09 |
Branch Locations
Home Office Osj - Easton 7 Easton Oval, Columbus, OH 43219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Fort Mill | SC | 12/2012 | 03/2022 |
| Principal Life Insurance | Willard | MO | 03/2022 | 07/2024 |
| Principal Securities | Des Moines | IA | 03/2022 | 07/2024 |
| Retireone, Inc | Louisville | KY | 07/2024 | 09/2024 |
| Ef Legacy Securities, Llc | Louisville | KY | 07/2024 | 09/2024 |
| The Huntington Investment Company | Columbus | OH | 01/2026 | Present |
| Bates Group | Portland | OR | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-20 |
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