David Russell Neterer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-01-01
WV	RA	APPROVED	2021-09-15
TX	RA	APPROVED_RES	2014-08-25

MD RA
APPROVED

Since 2025-01-01
WV RA
APPROVED

Since 2021-09-15
TX RA
APPROVED_RES

Since 2014-08-25

Branch Locations

1825 Howell Rd Ste 5, Hagerstown, MD 21740-6612 • United States

6919 Baltimore National Pike Ste C, Frederick, MD 21702 • United States

5 North Main Street, Woodsboro, MD 21798 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Real Estate	Waynesboro	PA	05/2004	Present
Lpl Financial, Llc	Hagerstown	MD	01/2010	Present

05/2004 → Present

Real Estate

Waynesboro, PA
01/2010 → Present

Lpl Financial, Llc

Hagerstown, MD

Previous Registrations

2007-09-17 → 2010-01-05

Pnc Wealth Management Llc

Bethesda, MD

Frederick, MD

Hagerstown, MD

Thurmont, MD

Frostburg, MD

Hagerstown, MD

Hagerstown, MD

Hagerstown, MD

Hagerstown, MD

Hagerstown, MD

Cumberland, MD

Cumberland, MD

Emmitsburg, MD

Hagerstown, MD
2006-03-30 → 2007-09-17

Mercantile Brokerage Services, Inc.

Hagerstown, MD

Baltimore, MD

Frederick, MD

Hagerstown, MD
2001-02-21 → 2006-03-29

Raymond James Financial Services, Inc.

Hagerstown, MD

Hagerstown, MD

Frederick, MD

Other Businesses

1. 12/24/2009: Pension Administration Services - Investment Related - At Reported Business Location(s) - Third Party Administrator (TPA) - Time Spent 5% - Prepare financial reports on 3 municipal pensions plans in PA. Do not take physical custody of assets. 2. 12/24/2009: No Business Name - Real Estate Rental - Investment Related - 226 South Church St., Waynesboro, PA 17268 - 5% Time Spent 3. 12/24/2009: Sterling Financial Management, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 4. 10/17/2011: Sterling Financial Management - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Agent 5. 9/24/2019 - Woodsboro Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/03/2019 - 10 Hours Per Month During Securities Trading. 6. 7/23/2021 - BCT Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 7/1/2021 - 10 Hours Per Month/10 Hours During Securities Trading. 7. 05/11/2022 - No Business Name - Investment Related - Waynesboro PA 17268 - Real Estate Rental- Start Date - 04/20/2022 - 2 Hours Per Month/ 2 Hours During Securities Trading 8. 12/24/2024 - Waynesboro Economy Tax, LLC- Tax Prep/Accounting/CPA- Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 0 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-01-08
S63	Uniform Securities Agent State Law Examination	1993-08-27

S66 Uniform Combined State Law Examination

2001-01-08
S63 Uniform Securities Agent State Law Examination

1993-08-27

View on SEC IAPD