Brian James Zabora

Founders Financial Securities LLC

Claim This Profile

Current Employers

Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-10-21

MD RA
APPROVED

Since 2022-10-21

Branch Locations

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hovde Group, Llc	Inverness	IL	04/2016	11/2018
Lincoln Financial Advisors	Hunt Valley	MD	12/2018	08/2021
Founders Financial Securities, Llc	Towson	MD	08/2021	Present

04/2016 → 11/2018

Hovde Group, Llc

Inverness, IL
12/2018 → 08/2021

Lincoln Financial Advisors

Hunt Valley, MD
08/2021 → Present

Founders Financial Securities, Llc

Towson, MD

Previous Registrations

2018-12-05 → 2021-08-23

Osaic Fa, Inc.

Hunt Valley, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-07-21
S63	Uniform Securities Agent State Law Examination	1994-06-02

S65 Uniform Investment Adviser Law Examination

2020-07-21
S63 Uniform Securities Agent State Law Examination

1994-06-02

Designations

View on SEC IAPD

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