Joseph Bedford James

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 06/2017
  Usaa Financial Advisors, Inc.
  San Antonio, TX
• 02/2010 → 06/2017
  Financial Planning Services
  San Antonio, TX
• 06/2017 → 05/2020
  Massmutual Life Insurance Company
  San Antonio, TX
• 07/2017 → 05/2020
  Mml Investors Services
  San Antonio, TX
• 01/2020 → Present
  Greater Texas Federal Credit Union
  Austin, TX
• 05/2020 → Present
  Lpl Financial Llc
  Austin, TX

Previous Registrations

• 2017-07-28 → 2020-06-01
  Mml Investors Services, Llc
  San Antonio, TX
• 2010-03-08 → 2017-07-11
  Usaa Financial Planning Services
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
• 2009-02-02 → 2010-03-08
  Money Managers, Inc.
  San Antonio, TX
• 2008-10-06 → 2010-02-19
  Next Financial Group, Inc.
  Houston, TX
  San Antonio, TX
• 2007-12-04 → 2008-12-31
  Money Managers, Inc.
  San Antonio, TX
• 2005-08-16 → 2007-07-03
  Cetera Investment Services Llc
  San Antonio, TX
  Schertz, TX
  San Antonio, TX
  Pueblo, CO
  San Antonio, TX
  San Antonio, TX
  Colorado Springs, CO
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
• 2002-08-26 → 2006-12-31
  Security Service Cuso, L.L.C.
  San Antonio, TX

Other Businesses

1) 5/29/2020- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Greater Texas Financial Solutions - Inv. Related- at reported business location(s)-start date 6/2020- 100% 2) 5/29/2020- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Aggieland Financial Solutions- Inv. Related- at reported business location(s)- start date 6/2020- 100% 3) 5/29/2020- Greater Texas Financial Solutions- Financial Institution Duty/Vice President Investment Services Program manager- Inv. Related- at reported business location(s)- start date 1/2020- 160hrs/mth 4) 5/29/2020- JAMES PROPERTY MANAGEMENT-Real Estate Rental - Owner- Inv. Related- San Antonio, TX- start date 5/10/2017- 4hrs/mth 5) 01/30/2026 - Greater Texas Insurance SOlutions - Non-Variable Insurance - Producer - Investment Related - At Reported Business Location(s) - Start Date 01/16/2026 - 5 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-02-14
• S63 Uniform Securities Agent State Law Examination
  1996-12-03

Designations

• Certified Financial Planner

Other Names

• Joe James