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Frederick Peter Baerenz

F L Putnam Investment Management Co.

Reston, VA

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Current Employers
F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-03-07
  • VA RA
    APPROVED
    Since 2025-03-07

Branch Locations

11911 Freedom Drive Suite 730, Reston, VA 20190 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpha Omega Group, Inc. Reston VA 05/2000 02/2025
Kalos Capital, Inc. Alpharetta GA 05/2013 07/2019
F. L. Putnam Investment Management Company Reston VA 02/2025 Present
  • 05/2000 → 02/2025
    Alpha Omega Group, Inc.
    Reston, VA
  • 05/2013 → 07/2019
    Kalos Capital, Inc.
    Alpharetta, GA
  • 02/2025 → Present
    F. L. Putnam Investment Management Company
    Reston, VA
Previous Registrations
  • 2013-05-03 → 2025-06-30
    Aog Wealth Management
    Reston, VA
  • 2012-02-28 → 2013-05-02
    Cetera Advisors Llc
    Greenwood Village, CO
    Great Falls, VA
  • 2012-02-09 → 2012-02-28
    Pacific West Financial Consultants Inc
    Renton, WA
  • 2004-09-09 → 2011-12-23
    Pacific West Financial Consultants Inc
    Great Falls, VA
  • 2004-07-13 → 2004-09-09
    Grove Point Investments, Llc
    Reston, VA
Other Businesses

Real Asset Advisor; is investment-related; 2010 Crow Canyon Place, Suite 455, San Ramon, CA 94583; publisher of investment related newsletters and other written/digital material for information on real estate, infrastructure and real assets investment industries; advisor board member; started June 2018; approximately 3 hours/month and 1 hr/month during securities trading hours; serve on the advisory board and receive no direct or indirect compensation for the position

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-09
S63 Uniform Securities Agent State Law Examination 1995-04-13
  • S65 Uniform Investment Adviser Law Examination
    2004-07-09
  • S63 Uniform Securities Agent State Law Examination
    1995-04-13
Other Names
  • Frederick Peter Baerenz
  • Fred Peter Baerenz

View on SEC IAPD

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