Andrew Robert Wilson

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-04
MI	RA	APPROVED	2016-08-04

TX RA
APPROVED_RES

Since 2021-01-04
MI RA
APPROVED

Since 2016-08-04

Branch Locations

250 Pearl Street - 2Nd Floor Grand Rapids Downtown, Grand Rapids, MI 49503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolauus & Co Inc	Grand Rapids	MI	08/2016	Present

08/2016 → Present

Stifel Nicolauus & Co Inc

Grand Rapids, MI

Previous Registrations

2007-11-19 → 2016-08-02

Oppenheimer & Co. Inc.

Grand Rapids, MI

Grand Rapids, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-01-18
S63	Uniform Securities Agent State Law Examination	1994-09-26

S65 Uniform Investment Adviser Law Examination

2008-01-18
S63 Uniform Securities Agent State Law Examination

1994-09-26

Other Names

Drew Wilson

View on SEC IAPD