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Jason Charles Harris

Robert W. Baird & Co. Incorporated

Towson, MD

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-02-01
TX RA APPROVED_RES 2017-06-26
MD RA APPROVED 2009-02-13
  • FL RA
    APPROVED
    Since 2018-02-01
  • TX RA
    APPROVED_RES
    Since 2017-06-26
  • MD RA
    APPROVED
    Since 2009-02-13

Branch Locations

100 West Road Suite 200, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Towson MD 02/2009 Present
  • 02/2009 → Present
    Robert W. Baird & Co.
    Towson, MD
Previous Registrations
  • 2006-02-21 → 2009-03-09
    Citigroup Global Markets Inc.
    Towson, MD
    New York, NY
    Towson, MD
  • 1996-01-18 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Towson, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-25
S63 Uniform Securities Agent State Law Examination 1995-04-25
  • S65 Uniform Investment Adviser Law Examination
    1995-08-25
  • S63 Uniform Securities Agent State Law Examination
    1995-04-25

View on SEC IAPD

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