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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-07-01
DC RA APPROVED 2006-03-08
MD RA APPROVED 2006-02-06
VA RA APPROVED 2006-02-06
  • TX RA
    APPROVED_RES
    Since 2008-07-01
  • DC RA
    APPROVED
    Since 2006-03-08
  • MD RA
    APPROVED
    Since 2006-02-06
  • VA RA
    APPROVED
    Since 2006-02-06

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

650 Peter Jefferson Pkwy, Charlottesville, VA 22911 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Washington DC 09/2005 Present
Bank Of America, Na Washington DC 09/2009 Present
  • 09/2005 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Washington, DC
  • 09/2009 → Present
    Bank Of America, Na
    Washington, DC
Other Businesses

I*4700270 Entity Type: For Profit Name of OBA: BASSCOR REAL ESTATE PARTNERS L LC Address: Keswick, Virginia, 22947 Investment Related: Yes Position, Title, Association: General Partner/Managing Member Employee Start Date: 05/25/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0 Duties: Set up an LLC to rent a residential investment property. Collect rent and maintain property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-03
S63 Uniform Securities Agent State Law Examination 2006-01-18
  • S65 Uniform Investment Adviser Law Examination
    2006-02-03
  • S63 Uniform Securities Agent State Law Examination
    2006-01-18
Other Names
  • George Rodney Bassett

View on SEC IAPD

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