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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-12-18 |
| TX | RA | APPROVED_RES | 2019-07-30 |
| MN | RA | APPROVED | 2013-11-13 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
Holmes Beach, FL • United States
21 1St St Sw 6Th Fl, Rochester, MN 55902 • United States
90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rochester | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rochester | MN | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-24 |
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