Andrew S Corwin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2016-08-22
CT	RA	APPROVED	2011-10-05

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2016-08-22
CT RA
APPROVED

Since 2011-10-05

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch Pierce, Fenner &Amp; Smith, Inc.	New York	NY	12/2010	Present

12/2010 → Present

Merrill Lynch Pierce, Fenner &Amp; Smith, Inc.

New York, NY

Other Businesses

I*119315 For profit or not for profit: For-Profit Organization Name of outside business organization: Pamela D'Arc Real Estate Investment related: N Address of business: New York, New York 10024 Nature of business: Sole Proprietorship, Position, title, association: Part-Time, Start date of relationship: 12/31/2018 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Back Office support, data processing, web site construction and supervision

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-27

S66 Uniform Combined State Law Examination

2011-09-27

View on SEC IAPD