William Kelley Gaines

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → Present
  Bank Of America,Na
  Ponte Vedra, FL
• 05/2003 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ponte Vedra, FL

Previous Registrations

• 1999-09-22 → 2003-05-08
  Morgan Stanley Dw Inc.
  Jacksonville, FL

Other Businesses

I*2451 For profit or not for profit: Name of outside business organization: Rental Income Investment related: Address of business: Jacksonville Beach, Florida 32250 Nature of business: , Position, title, association: , Start date of relationship: 12/1/2006 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-15
• S63 Uniform Securities Agent State Law Examination
  1993-09-10

Other Names

• Bill Gaines