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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-28 |
| VA | RA | APPROVED | 2020-05-07 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
999 Waterside Drive Suite 2220, Norfolk, VA 23510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Norfolk | VA | 01/2011 | 05/2020 |
| Raymond James Financial Services, Inc. | Norfolk | VA | 05/2020 | 05/2022 |
| Steward Partners Global Advisory, Llc | Norfolk | VA | 05/2020 | Present |
| Steward Partners Investment Advisory, Llc | Norfolk | VA | 05/2020 | Present |
| Steward Partners Investment Solutions, Llc | Norfolk | VA | 05/2022 | Present |
1) Name of Business : Steward Partners Global Advisory Address: Norfolk, VA Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Employee Investment Related:No Start Date: 05/06/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Insurance Agent 2) Power of Attorney for mother. Not investment related. Started:08/2008. Norfolk, VA. 0 hrs per month. POA. 6) Executor for mother. Not investment related. Started:08/2008. Norfolk, VA. 0 hrs per month. Executor for mother. 3) Name of Business : Nottingham Wealth Management Group Address: Norfolk, VA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 05/06/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: CAM
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-09 |
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