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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-05-31
  • NJ RA
    APPROVED
    Since 2018-05-31

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

55 Lane Road Suite 110, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Fairfield NJ 09/2004 05/2018
Financial Principles, Llc Fairfield NJ 09/1998 Present
Securities America Advisors, Inc. Fairfield NJ 10/2004 05/2018
Hightower Securities Llc Fairfield NJ 05/2018 Present
Hightower Advisors Llc Fairfield NJ 05/2018 Present
  • 09/2004 → 05/2018
    Securities America, Inc.
    Fairfield, NJ
  • 09/1998 → Present
    Financial Principles, Llc
    Fairfield, NJ
  • 10/2004 → 05/2018
    Securities America Advisors, Inc.
    Fairfield, NJ
  • 05/2018 → Present
    Hightower Securities Llc
    Fairfield, NJ
  • 05/2018 → Present
    Fairfield, NJ
Previous Registrations
  • 2004-10-13 → 2018-06-01
    Securities America Advisors, Inc.
    Fairfield, NJ
  • 2003-07-22 → 2005-08-02
    International Planning Alliance, Llc
    South Plainfield, NJ
  • 2002-10-25 → 2004-10-04
    Wayne, NJ
Other Businesses

FINANCIAL PRINCIPLES,LLC; MANAGING PARTNER, ADVISOR, PRESIDENT; FINANCIAL SERVICES. INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 06/1993 - LOCATED AT 310 PASSAIC AVENUE, SUITE 203, FAIRFIELD, NJ 07004 FAIRLEIGH DICKINSON UNIVERSITY, ADJUNCT PROFESSOR FOR THE CFP PROGRAM, ADJUNCT PROFESSOR, TIME SPENT 5%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-15
S63 Uniform Securities Agent State Law Examination 1993-10-22
  • S65 Uniform Investment Adviser Law Examination
    2000-11-15
  • S63 Uniform Securities Agent State Law Examination
    1993-10-22
Designations
Other Names
  • Bradley H Bofford
  • Brad Bofford
  • Bradley Bofford

View on SEC IAPD

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