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Ignacio Alexander Guerrero

LPl Financial LLC

Aurora, IL

Batavia, IL

Batavia, IL

Geneva, IL

Saint Charles, IL

Saint Charles, IL

Saint Charles, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-26
IL RA APPROVED 2021-03-24
  • TX RA
    APPROVED_RES
    Since 2021-03-26
  • IL RA
    APPROVED
    Since 2021-03-24

Branch Locations

1044 N Farnsworth, Aurora, IL 60505 • United States

155 West Wilson, Batavia, IL 60510 • United States

185 South Randall Road, Batavia, IL 60510 • United States

1399 E. State Street, Geneva, IL 60134 • United States

300 S Randall Street, Saint Charles, IL 60174 • United States

3890 E. Main Street, Saint Charles, IL 60174 • United States

Saint Charles, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Bartlett IL 08/2016 07/2017
Bmo Harris Financial Advisors, Inc. Bativia IL 07/2017 Present
Lpl Financial Llc Batavia IL 03/2021 Present
  • 08/2016 → 07/2017
    Bmo Harris Bank
    Bartlett, IL
  • 07/2017 → Present
    Bmo Harris Financial Advisors, Inc.
    Bativia, IL
  • 03/2021 → Present
    Lpl Financial Llc
    Batavia, IL
Previous Registrations
  • 2016-08-16 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Batavia, IL
    Bartlett, IL
    St Charles, IL
    Chicago, IL
  • 2015-08-19 → 2016-08-15
    J.P. Morgan Securities Llc
    Wheaton, IL
  • 2012-10-12 → 2015-07-10
    Citigroup Global Markets Inc.
    Chicago, IL
    Schaumburg, IL
  • 2011-07-11 → 2012-09-12
    Lpl Financial Llc
    Palos Heights, IL
    Homer Glen, IL
    Palos Heights, IL
    Orland Park, IL
    Orland Park, IL
    Frankfort, IL
    Mokena, IL
    Mokena, IL
  • 2005-12-16 → 2011-07-18
    Bmo Harris Financial Advisors, Inc.
    Roselle, IL
    Chicago, IL
  • 2002-02-05 → 2005-12-31
    Harrisdirect Llc
    Hinsdale, IL
    Joliet, IL
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - BATAVIA, IL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-23
S63 Uniform Securities Agent State Law Examination 1996-04-01
  • S65 Uniform Investment Adviser Law Examination
    1999-07-23
  • S63 Uniform Securities Agent State Law Examination
    1996-04-01
Other Names
  • Alex Ignacio Guerrero
  • Ignacio Alexander Guerrero
  • Alexander Ignacio Guerrero

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Aurora, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Aurora, IL
J.P. MORGAN SECURITIES LLC · AURORA, IL
FIFTH THIRD SECURITIES, INC. · AURORA, IL
EDWARD JONES · AURORA, IL
PNC WEALTH MANAGEMENT LLC · AURORA, IL
AUSDAL FINANCIAL PARTNERS, INC. · AURORA, IL
LPL FINANCIAL LLC · AURORA, IL

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