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Chi Hong Kim

Ameriprise Financial Services, LLC

San Jose, CA

San Jose, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-03-08
CA RA APPROVED 2006-04-04
  • TX RA
    APPROVED
    Since 2007-03-08
  • CA RA
    APPROVED
    Since 2006-04-04

Branch Locations

225 W Santa Clara St Ste 1600, San Jose, CA 95113-1723 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Campbell CA 09/2005 03/2020
Ameriprise Financial Services, Llc San Jose CA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-03
  • S66 Uniform Combined State Law Examination
    2006-04-03

View on SEC IAPD

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