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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-05-05 |
| MO | RA | APPROVED | 2023-05-05 |
| TX | RA | APPROVED | 2023-05-05 |
Branch Locations
233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States
14805 North Outer Forty Road Suite 200, Chesterfield, MO 63017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Century City | CA | 02/2013 | 05/2023 |
| Morgan Stanley Smith Barney Llc | Chesterfield | MO | 05/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2023 | Present |
*555939- Weingart Center Association, Inc; Investment related-No; Los Angeles, California; Health and Welfare; Board Member:Finance Committee: Compensation Committee (proprietor, partner, officer, director, employee, trustee, agent); 06/2004; During business hours: 1; After business hours: 2; Administrative (2) REGENCY ESTATES HOMEOWNERS ASSOCIATION / CHESTERFIELD, MO / START 01-MAY-2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-04 |
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