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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-05-08
  • FL RA
    APPROVED
    Since 2018-05-08

Branch Locations

Palm Harbor, FL • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. Baltimore MD 07/2003 09/2016
Raymond James & Associates, Inc. Baltimore MD 09/2016 05/2018
Raymond James & Associates, Inc. St. Petersburg FL 05/2018 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 4684 Ayron Terrace, Palm Harbor, FL, 34685, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/13/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Baking desserts for events (showers/birthdays/weddings/etc). Often I provide these as gifts to friends but have received requests to provide for a fee. (2)Name of Business: Address: 6655 66th St No, Pinellas Park, FL, 33781, United States Activity Type: Non-profit Position/Title: Board Member, Finance/Investment Committee Member, Chair of the Board Investment Related: Yes Start Date: 07/05/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: see Other Notes at bottom\general Board Member and on Finance Committee. There are no control responsibilities; The Finance Committee recommends policy & assures Corp adherence to financial policies & procedures. The Finance Comm is responsible for reviewing financial strategic planning, ensuring quality improvement in fiscal issues and monitoring compliance with financial audits. In addition, the Finance Committee provides oversight, recommends improvements, and approves the Corporation budget.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-02
  • S66 Uniform Combined State Law Examination
    2002-01-02
Other Names
  • Amy Christine Pryor

View on SEC IAPD

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