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Stephen Andrew Wingert

Wingert Investment Management, LLC

Hummelstown, PA

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Current Employers
Wingert Investment Management, Llc

Hummelstown, PA • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2005-10-04
  • PA RA
    APPROVED
    Since 2005-10-04

Branch Locations

Hummelstown, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wingert Investment Managment, Llc Hummelstown PA 09/2001 Present
  • 09/2001 → Present
    Wingert Investment Managment, Llc
    Hummelstown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-29
S63 Uniform Securities Agent State Law Examination 1993-09-14
  • S65 Uniform Investment Adviser Law Examination
    1993-09-29
  • S63 Uniform Securities Agent State Law Examination
    1993-09-14
Other Names
  • Steve Wingert
  • Stephen A Winger

View on SEC IAPD

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