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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2017-03-25
  • WV RA
    APPROVED
    Since 2017-03-25

Branch Locations

3122 Collins Ferry Rd, Morgantown, WV 26505 • United States

Morgantown, WV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Tallahassee FL 12/1998 03/2017
Metlife Securities Inc. Tallahassee FL 12/1998 03/2017
Metlife Financial Services Charlotte NC 06/2003 03/2017
Massmutual Life Insurance Co Morgantown WV 07/2016 Present
Mml Investors Services, Llc Morgantown WV 03/2017 Present
  • 12/1998 → 03/2017
    Metropolitan Life Insurance Company
    Tallahassee, FL
  • 12/1998 → 03/2017
    Metlife Securities Inc.
    Tallahassee, FL
  • 06/2003 → 03/2017
    Metlife Financial Services
    Charlotte, NC
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Morgantown, WV
  • 03/2017 → Present
    Morgantown, WV
Previous Registrations
  • 2003-03-04 → 2017-03-25
    Msi Financial Services, Inc.
    Charlotte, NC
    Morgantown, WV
Other Businesses

1)NAME:JEFFREY BAILEY, INV REL:Y ADDR:2062 ANNA FURNACE CIRCLE MORGANTOWN WV 26508 NATURE:PROPERTY/CASUALTY, HEALTH, GROUP HEALTH, POSITION:OWNER START:08/2003 NO HR/MO:2 NO HR/MO DUR TRADING:1. 2)NAME: BV MANAGEMENT, JEFFREY A BAILEY, GREEK SYSTEM DEVELOPMENT LLC, INV REL:Y ADDR:2062 ANNA FURNACE CIRCLE MORGANTOWN WV 26508 NATURE:REAL ESTATE, POSITION:OWNER START:11/1971 NO HR/MO:8 NO HR/MO DUR TRADING:1.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-19
S65 Uniform Investment Adviser Law Examination 1993-10-29
S63 Uniform Securities Agent State Law Examination 1993-10-20
  • S66 Uniform Combined State Law Examination
    2003-09-19
  • S65 Uniform Investment Adviser Law Examination
    1993-10-29
  • S63 Uniform Securities Agent State Law Examination
    1993-10-20
Other Names
  • Jeffrey Bailey
  • Jeffrey Alan Bailey

View on SEC IAPD

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