Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-10-09
TX RA APPROVED 2006-02-03
NJ RA APPROVED 2002-06-12
  • PA RA
    APPROVED
    Since 2020-10-09
  • TX RA
    APPROVED
    Since 2006-02-03
  • NJ RA
    APPROVED
    Since 2002-06-12

Branch Locations

Ocean Grove, NJ • United States

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Insurance Group Princeton NJ 09/1996 Present
Bank Of America, N.A. Princeton NJ 05/2011 Present
  • 09/1996 → Present
    Merrill Lynch Insurance Group
    Princeton, NJ
  • 05/2011 → Present
    Bank Of America, N.A.
    Princeton, NJ
Other Businesses

I*1458260 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Neptune City, New Jersey, 07753, United States Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 9/1/2023 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-10
  • S66 Uniform Combined State Law Examination
    2002-06-10

View on SEC IAPD

More in Ocean Grove, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor