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Andrei A Neuhaus

J.P. Morgan Securities LLC

Libertyville, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

140 W. Cook Avenue, Libertyville, IL 60048 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Libertyville IL 10/2012 Present
Orland Park Vikings Youth Hockey Club Orland Park IL 09/2017 05/2018
Jpmorgan Chase Bank, N.A. Libertyville IL 01/2004 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Libertyville, IL
  • 09/2017 → 05/2018
    Orland Park Vikings Youth Hockey Club
    Orland Park, IL
  • 01/2004 → Present
    Jpmorgan Chase Bank, N.A.
    Libertyville, IL
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2004-01-23 → 2005-07-06
    Banc One Securities Corporation
    Chicago, IL
  • 2000-09-29 → 2004-01-27
    Pruco Securities, Llc.
    Tinley Park, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-21
S63 Uniform Securities Agent State Law Examination 1993-09-17
  • S65 Uniform Investment Adviser Law Examination
    2000-06-21
  • S63 Uniform Securities Agent State Law Examination
    1993-09-17
Other Names
  • Andrei Alexi Neuhaus

View on SEC IAPD

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