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Joseph Robert Nienhaus

Osaic Wealth, Inc.

Naples, FL

CRD 2386254

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-04-10
FL RA APPROVED 2024-01-19
NC RA APPROVED 2024-01-19
OH RA APPROVED 2024-01-19
TX RA APPROVED_RES 2024-01-19
WI RA APPROVED 2024-01-19
  • SC RA
    APPROVED
    Since 2026-04-10
  • FL RA
    APPROVED
    Since 2024-01-19
  • NC RA
    APPROVED
    Since 2024-01-19
  • OH RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19
  • WI RA
    APPROVED
    Since 2024-01-19

Branch Locations

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc Pewaukee WI 10/2001 01/2024
Osaic Wealth, Inc. Naples FL 01/2024 Present
  • 10/2001 → 01/2024
    Woodbury Financial Services, Inc
    Pewaukee, WI
  • 01/2024 → Present
    Osaic Wealth, Inc.
    Naples, FL
Previous Registrations
  • 1998-02-03 → 2024-01-19
    Woodbury Financial Services, Inc.
    Pewaikee, WI
    Naples, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-04
S63 Uniform Securities Agent State Law Examination 1996-03-19
  • S65 Uniform Investment Adviser Law Examination
    1999-03-04
  • S63 Uniform Securities Agent State Law Examination
    1996-03-19

View on SEC IAPD

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