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7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-12-21 |
Branch Locations
2422 Hyde Park Road Suite A, Jefferson City, MO 65109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saxony Securities Inc | St. Louis | MO | 06/2015 | 12/2018 |
| Saxony Capital Management | Saint Louis | MO | 06/2015 | 12/2018 |
| Wealth Management Partners, Llc | St. Louis | MO | 06/2015 | 12/2018 |
| Smith, Moore & Co. | Clayton | MO | 12/2018 | Present |
12/2018 - Insurance Agent, investment-related, same office address, Insurance service and sales, 1 hour per month, 1 hour per month during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-09 |
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