Scott Francis Fitzsimmons

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1996 → Present
  Linsco/Private Ledger Corp.
  Fort Lauderdale, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2009 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-07-16 → 2021-05-20
  Summit Financial Group Inc
  Davie, FL
• 1996-01-16 → 2009-04-09
  Lpl Financial Llc
  Fort Lauderdale, FL
  Fort Lauderdale, FL

Other Businesses

1. PUBLIX SUPERMARKETS, NON-INVESTMENT RELATED-RETAIL FOOD SALES-1405 S FEDERAL HIGHWAY POMPANO BEACH, FL 33062, MEAT CLERK 11/30/1996 WORK 160 A MONTH 0 DURING TRADING HRS. 2. NAME OF OTHER BUSINESS: BROWARD REPUBLICAN EXECUTIVE COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 224 FL-870 #305, LAUDERDALE-BY-THE-SEA, FL 33308; NATURE OF BUSINESS: POLITICAL; START DATE: 12/2020; POSITION/TITLE/RELATIONSHIP: PRECINCT CAPTAIN; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: HANDOUT FLYERS / VOTER GUIDES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-04-18