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Thomas Carter Laxton

Voya Retirement Advisors, LLC

Kingston, MA

Windsor, CT

CRD 2386108

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Employer firm

Voya Retirement Advisors, LLC CRD 3989

$37.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-07-14
  • CT RA
    APPROVED
    Since 2023-07-14

Branch Locations

Kingston, MA • United States

One Orange Way, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Kingston MA 11/2013 Present
Voya Financial Partners, Llc Kingston MA 05/2015 Present
  • 11/2013 → Present
    Voya
    Kingston, MA
  • 05/2015 → Present
    Voya Financial Partners, Llc
    Kingston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-27
S63 Uniform Securities Agent State Law Examination 1993-08-12
  • S66 Uniform Combined State Law Examination
    2013-12-27
  • S63 Uniform Securities Agent State Law Examination
    1993-08-12

View on SEC IAPD

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