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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-20 |
| NY | RA | APPROVED | 2021-05-26 |
Branch Locations
5011 Gate Parkway Building 100, Suite 320, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Poughkeepsie | NY | 07/2007 | Present |
1. Dexter Enterprises A1 L.L.C.; 430 Hunters Lake Way, Ponte Vedra Beach, FL 32081; Buy and sell Tax liens and deeds, possibly properties; Sole member; Owner, everything; 12/29/23; 1 hr/day; Not During Securities Trading Hours; Investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-09 |
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