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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-08-31
  • MD RA
    APPROVED
    Since 2023-08-31

Branch Locations

Potomac, MD • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

10810 Darnestown Rd Suite 102, Gaithersburg, MD 20878 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Regal Investment Advisors, Llc Kentwood MI 04/2019 Present
Capital Solutions Group Potomac MD 01/1993 Present
Previous Registrations
Other Businesses

1) I AM LICENSED INSURANCE AGENT THROUGH GAMEPLAN. 2) Health Markets. 12501 Prosperity Drive, Ste 150, Silver Spring, MD 20904. Health insurance. Not investment related. 40 hours per month, 0 during trading hours. Start: 10/6/2020. Producer. Commission. Acts as agent for Health Markets, a national health brokerage firm. Fields calls from Maryland residents in need of individual and small group health insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-10
S63 Uniform Securities Agent State Law Examination 1993-12-22
  • S65 Uniform Investment Adviser Law Examination
    1998-08-10
  • S63 Uniform Securities Agent State Law Examination
    1993-12-22
Designations
Other Names
  • Ivan M Nalibotsky

View on SEC IAPD

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