David Richard Quaintance

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-18

MN RA
APPROVED

Since 2013-11-18

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc.	Minneapolis	MN	03/2008	Present

03/2008 → Present

Rbc Capital Markets, Llc.

Minneapolis, MN

Other Businesses

NAME OF ENTITY: Quaintance Farm Partnership LLP ADDRESS: 254 Woodland Drive, Owatonna 55060 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 03.09.18 CAPACITY: Partner DUTIES: LLP established to manage ownership interest in family partnership of farmland assets and rental income. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-06-25

S66 Uniform Combined State Law Examination

2009-06-25

View on SEC IAPD