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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-10 |
| IL | RA | APPROVED | 2020-09-22 |
Branch Locations
30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Your Pets Wellness | Chicago | IL | 10/2016 | 03/2017 |
| Northwestern Mutual Life Insurance Company | Chicago | IL | 04/2017 | 06/2018 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 03/2017 | 06/2018 |
| Urban Till Corp | Chicago | IL | 08/2013 | 10/2016 |
| Mass Mutual Life Insurance Co | Chicago | IL | 05/2018 | Present |
| Mml Investors Services, Llc | Chicago | IL | 07/2018 | Present |
| Uber | Oak Park | IL | 05/2018 | 09/2020 |
Name: OPRF Chamber of Commerce Inv Rel: Y Add: 141 S. Oak Park Ave, Oak Park IL 60302 Nature: Member, Based Organization, Supporting local businesses Position: Treasurer Start date: 1/1/2023 No hrs/mo: 40 No hrs/mo dur trading: 4 Describe duties: Budgeting, Financial Reporting and Analysis, Chair Executive Committee functions-policy, directives.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-15 |
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