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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-06-18
  • MI RA
    APPROVED
    Since 2010-06-18

Branch Locations

4750 Venture Dr Ste 150, Ann Arbor, MI 48108 • United States

Ann Arbor, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Ann Arbor MI 09/2005 03/2020
Ameriprise Financial Services, Llc Ann Arbor MI 03/2020 Present
Other Businesses

Business Ownership; Gang of Wolverines, LLC; member; Financial planning; 4750 Venture Dr. Ste. 150Ann Arbor, MI 48108, ,; Not Investment-Related; 07/31/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Worth The Squeeze; none; LLC will serve as a holding company for profits or shares of a company (RecruitLook) if company is sold. LLC would serve as a flow-through entity.; 780 Fairway Park Drive, , Ann Arbor, MI, 48103; Not Investment-Related; 09/08/2022; 0 hours per month; 0 during trading hours / Murray, McCumons & Associates, Inc.; President; scorp used to pay employees and track business expenses; 4750 Venture Dr. Ste. 150, , Ann Arbor, MI, 48108; Not Investment-Related; 01/03/2011; 10 to 19 hours per month; 10 to 19 during trading hours. Board of Directors; Cancer Support Community Finance Committee; member, finance committee; 2010 Hogback Rd. #3 , , Ann Arbor, MI, 48105; Not Investment-Related; 06/18/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-09-03
  • S63 Uniform Securities Agent State Law Examination
    1993-09-03
Designations
Other Names
  • Sarah Lynn Caudill
  • Sarah Murray

View on SEC IAPD

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