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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Georgetown | TX | 09/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Georgetown | TX | 11/2016 | Present |
CO-TRUSTEE FOR FRIEND, INV RELATED, GEORGETOWN, TX, START: 5/1/2020, 0 HRS/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR FRIEND, INV REALATED, GEORGETOWN, TX, START: 5/1/2020, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-12 |
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