Best Investors Account Sign in
Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-02-08
AL RA APPROVED 2026-01-27
MT RA APPROVED 2024-08-01
RI RA APPROVED 2023-06-14
MN RA APPROVED 2023-04-28
OH RA APPROVED 2023-02-23
NJ RA APPROVED 2023-01-17
IA RA APPROVED 2023-01-12
MI RA APPROVED 2022-12-07
GA RA APPROVED 2022-06-10
LA RA APPROVED 2022-04-20
NY RA APPROVED 2021-04-16
NC RA APPROVED 2020-03-12
OR RA APPROVED 2020-01-15
UT RA APPROVED 2019-04-16
MD RA APPROVED 2018-06-26
CO RA APPROVED 2018-06-20
CA RA APPROVED 2018-01-31
AZ RA APPROVED 2017-01-13
VA RA APPROVED 2015-06-05
FL RA APPROVED 2014-10-06
PA RA APPROVED 2013-07-16
WA RA APPROVED 2011-06-13
NV RA APPROVED 2011-02-11
TX RA APPROVED 2007-06-13
  • MA RA
    APPROVED
    Since 2026-02-08
  • AL RA
    APPROVED
    Since 2026-01-27
  • MT RA
    APPROVED
    Since 2024-08-01
  • RI RA
    APPROVED
    Since 2023-06-14
  • MN RA
    APPROVED
    Since 2023-04-28
  • OH RA
    APPROVED
    Since 2023-02-23
  • NJ RA
    APPROVED
    Since 2023-01-17
  • IA RA
    APPROVED
    Since 2023-01-12
  • MI RA
    APPROVED
    Since 2022-12-07
  • GA RA
    APPROVED
    Since 2022-06-10
  • LA RA
    APPROVED
    Since 2022-04-20
  • NY RA
    APPROVED
    Since 2021-04-16
  • NC RA
    APPROVED
    Since 2020-03-12
  • OR RA
    APPROVED
    Since 2020-01-15
  • UT RA
    APPROVED
    Since 2019-04-16
  • MD RA
    APPROVED
    Since 2018-06-26
  • CO RA
    APPROVED
    Since 2018-06-20
  • CA RA
    APPROVED
    Since 2018-01-31
  • AZ RA
    APPROVED
    Since 2017-01-13
  • VA RA
    APPROVED
    Since 2015-06-05
  • FL RA
    APPROVED
    Since 2014-10-06
  • PA RA
    APPROVED
    Since 2013-07-16
  • WA RA
    APPROVED
    Since 2011-06-13
  • NV RA
    APPROVED
    Since 2011-02-11
  • TX RA
    APPROVED
    Since 2007-06-13

Branch Locations

3040 Post Oak Blvd Suite 1150, Houston, TX 77056 • United States

Cypress, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Ave Securities Houston TX 05/2007 Present
Guardian Houston TX 05/2007 Present
Guardian Life Insurance Company Cypress TX 06/2024 Present
Park Avenue Securities Cypress TX 06/2024 Present
  • 05/2007 → Present
    Park Ave Securities
    Houston, TX
  • 05/2007 → Present
    Guardian
    Houston, TX
  • 06/2024 → Present
    Guardian Life Insurance Company
    Cypress, TX
  • 06/2024 → Present
    Park Avenue Securities
    Cypress, TX
Other Businesses

1. Products other than Guardian-offer products that suit the clients needs, Start: 06/16/2008, Address: 3040 Post Oak Blvd. #1150 Houston, TX 77056, 2 bus hrs per month, Investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-23
S63 Uniform Securities Agent State Law Examination 2005-11-22
  • S66 Uniform Combined State Law Examination
    2007-05-23
  • S63 Uniform Securities Agent State Law Examination
    2005-11-22
Other Names
  • Dale Alan Pieper

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor