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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-02-08 |
| AL | RA | APPROVED | 2026-01-27 |
| MT | RA | APPROVED | 2024-08-01 |
| RI | RA | APPROVED | 2023-06-14 |
| MN | RA | APPROVED | 2023-04-28 |
| OH | RA | APPROVED | 2023-02-23 |
| NJ | RA | APPROVED | 2023-01-17 |
| IA | RA | APPROVED | 2023-01-12 |
| MI | RA | APPROVED | 2022-12-07 |
| GA | RA | APPROVED | 2022-06-10 |
| LA | RA | APPROVED | 2022-04-20 |
| NY | RA | APPROVED | 2021-04-16 |
| NC | RA | APPROVED | 2020-03-12 |
| OR | RA | APPROVED | 2020-01-15 |
| UT | RA | APPROVED | 2019-04-16 |
| MD | RA | APPROVED | 2018-06-26 |
| CO | RA | APPROVED | 2018-06-20 |
| CA | RA | APPROVED | 2018-01-31 |
| AZ | RA | APPROVED | 2017-01-13 |
| VA | RA | APPROVED | 2015-06-05 |
| FL | RA | APPROVED | 2014-10-06 |
| PA | RA | APPROVED | 2013-07-16 |
| WA | RA | APPROVED | 2011-06-13 |
| NV | RA | APPROVED | 2011-02-11 |
| TX | RA | APPROVED | 2007-06-13 |
Branch Locations
3040 Post Oak Blvd Suite 1150, Houston, TX 77056 • United States
Cypress, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Ave Securities | Houston | TX | 05/2007 | Present |
| Guardian | Houston | TX | 05/2007 | Present |
| Guardian Life Insurance Company | Cypress | TX | 06/2024 | Present |
| Park Avenue Securities | Cypress | TX | 06/2024 | Present |
1. Products other than Guardian-offer products that suit the clients needs, Start: 06/16/2008, Address: 3040 Post Oak Blvd. #1150 Houston, TX 77056, 2 bus hrs per month, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-22 |
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