Daniel Matthew Polizzano

Current Employers

Employment History

• 11/2012 → Present
  Lpl Financial, Llc
  Florham Park, NJ
• 11/2012 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2009-06-01 → 2012-11-29
  Morgan Stanley
  Short Hills, NJ
• 2002-05-08 → 2009-06-01
  Citigroup Global Markets Inc.
  Short Hills, NJ
  Short Hills, NJ

Other Businesses

1. 11/26/2012: Private Advisor Group - DBA: Pinnacle Advisors, Wealth Management Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 100% - (HYBRID) Advisory service provided by RIA. 2. 12/11/2015: Cornerstone Producers Group - Investment Related - 325 Columbia Tpk, Florham Park, NJ 07932 - Non-Variable Insurance - Started 12/05/2015 - 20 Hours Per Month During Securities Trading - Producer, Cornerstone Producers Group, Paid at carrier level, not the owner of the agency. 3. 12/12/2016 - Pinnacle Advisors, Wealth Management Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/19/2012 - 200 Hours Per Month/10 Hours During Securities Trading. 4. 12/21/2016 - Pinnacle Advisors, Wealth Management Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/19/2012 - 200 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through PAG, an independent investment advisor firm. I started this business activity in 11, 2016. I expect to spend approximately 200 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-10-07
• S63 Uniform Securities Agent State Law Examination
  1993-10-01