David Lee Murdock

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2023-06-29

MN RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2023-06-29

Branch Locations

161 Marie Ave E, West St Paul, MN 55118 • United States

1151 Southview Blvd, South St. Paul, MN 55075 • United States

144 11Th St E, St. Paul, MN 55101 • United States

10750 France Ave S, Bloomington, MN 55431 • United States

5500 S Robert Tr, Inver Grove Heights, MN 55164 • United States

3505 Northdale Blvd Nw, Coon Rapids, MN 55448 • United States

2000 Honeylocust Drive, Northfield, MN 55057 • United States

500 Main St Ste 100, New Brighton, MN 55112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Wealth Services, Llc	El Segundo	CA	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

01/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 07/27/2010, 4HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, AND ANNUITIES; 2. NAME OF OTHER BUSINESS: THE SERVION GROUP DBA SERVION FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR INSURANCE & FINANCIAL SERVICES; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SALES AND SERVICE OF INVESTMENT AND INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: MILL CITY INVESTMENTS; INVESTMENT RELATED: YES; ADDRESS: 10653 WAYZATA BLVD MINNETONKA MN 55305; NATURE OF BUSINESS: CREDIT UNION; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE; START DATE: 10/2020; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: MEETING WITH CLIENTS AND PROVIDING FINANCIAL SERVICES;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-08-23

S63 Uniform Securities Agent State Law Examination

1993-08-23