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1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-09-20 |
Branch Locations
1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States
205 Scott Street, Mt. Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rochester | NY | 12/2011 | 09/2016 |
| Lpl Financial, Llc | Pittsford | NY | 09/2016 | Present |
| Good Life Advisors, Llc | Mount Pleasant | SC | 09/2016 | Present |
(1) 09/02/2016: Good Life IA - Non-Variable Insurance - at business location Start 09/01/2016 - 40 Hr/Mo; 8 Hour(s) During Securities Trading; 5% Time Spent - Life, Health, Disability, LTC, Fixed, Medicare Supplements, and Final Expense (2) 09/02/2019: Good Life Financial Advisors of Mount Pleasant, SC - DBA for LPL Business (entity for LPL business) - Investment Related - at reported business location - Start 09/01/2019 - 140 Hr/Mo; Hour(s) During Securities Trading; 95% Time Spent (3) 09/07/2019: Good Life Financial Advisors of Mount Pleasant, SC - Registered Investment Advisor DBA - DBA: (HYBRID) Investment Related - reported business location start 09/01/2019 - 140 Hr/Mo; During Securities Trading; 95% Time Spent - IAR (4) 09/07/2016: Good Life Advisors, LLC - Registered Investment Advisor Hybrid- DBA: (HYBRID) Good Life Advisors, LLC - Investment Related - Start 09/01/2016 - 160 Hr/Mo; 40 Hour(s) During Securities Trading; 95% Time Spent - I provide investment advisory services through Good Life Advisors, an independent investment advisor firm. I started this business activity in 9/2016. I expect to spend approximately 160 hours per month] on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial (5) 09/03/2019: Good Life Financial Advisors of Mount Pleasant - DBA for LPL Business (entity for LPL business) - Investment Related - 1124 Park West Blvd, Suite 205, Mount Pleasant SC 29466 - Start 09/03/2019 - 155 Hr/Mo; 40 Hour(s) During Securities Trading; 95% Time Spent (6) 09/03/2019: Good Life Financial Advisors of Mount Pleasant - Registered Investment Advisor DBA - DBA: (HYBRID) Cross Roads Investment Management - Investment Related - 1124 Park West Blvd, Suite 205, Mount Pleasant SC 29466 - Start 09/03/2019 - 155 Hr/Mo; 40 Hour(s) During Securities Trading; 95% Time Spent - IAR 7). 10/18/2019 - Good Life Financial of Mt. Pleasant, SC - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:09/23/2019 - 40 hrs/mo - 40 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-20 |
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