Karen Ann Dunphy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1993 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Plainsboro, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-11-17
• S63 Uniform Securities Agent State Law Examination
  1993-12-02

Other Names

• Karen Ann Berardinelly
• Karen A Berardinelli
• Karen Ann Berardinelli