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Jeremy Bradford Duck

Stifel, Nicolaus & Company, Incorporated

Birmingham, AL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2014-08-27
  • AL RA
    APPROVED
    Since 2014-08-27

Branch Locations

800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Birmingham AL 08/2014 Present
  • 08/2014 → Present
    Stifel Nicolaus & Co Inc
    Birmingham, AL
Previous Registrations
  • 2006-06-27 → 2014-08-19
    Wells Fargo Clearing Services, Llc
    Homewood, AL
    Northport, AL
    Tuscaloosa, AL
    Birmingham, AL
    Tuscaloosa, AL
    Tuscaloosa, AL
    Tuscaloosa, AL
    Tuscaloosa, AL
    Jasper, AL
    Jasper, AL
    Birmingham, AL
    Birmingham, AL
    Tuscaloosa, AL
    Tuscaloosa, AL
    Northport, AL
    Tuscaloosa, AL
    Tuscaloosa, AL
    Tuscaloosa, AL
    Birmingham, AL
  • 2000-08-30 → 2002-09-11
    Ubs Financial Services Inc.
    Montgomery, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-02
S63 Uniform Securities Agent State Law Examination 1996-07-26
  • S66 Uniform Combined State Law Examination
    2006-06-02
  • S63 Uniform Securities Agent State Law Examination
    1996-07-26
Other Names
  • Jeremy B Duck

View on SEC IAPD

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