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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-03-31
NC RA APPROVED 2004-01-14
  • OK RA
    APPROVED
    Since 2026-03-31
  • NC RA
    APPROVED
    Since 2004-01-14

Branch Locations

726 West C Street, Newton, NC 28658 • United States

910 Tate Blvd Se, Hickory, NC 28602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Newton NC 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

GERKEN ENTERPRISES, LLC POSITION: President NATURE: Collect Rent from FR, Ryan Spleet, in the amount of $600 per month.Collect Rent from a rental home in the amount of $715 per month. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 306 40th Avenue Drive NW, Hickory NC 28601, United States DESCRIPTION: Collect rent from other Thrivent FRs in the office.Collect rent from a rental home.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-29
S63 Uniform Securities Agent State Law Examination 1993-09-24
  • S66 Uniform Combined State Law Examination
    2003-10-29
  • S63 Uniform Securities Agent State Law Examination
    1993-09-24

View on SEC IAPD

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