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Brett James Cavalieri

Morgan Stanley

Madison, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-04-13
CT RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2010-04-13
  • CT RA
    APPROVED
    Since 2009-06-01

Branch Locations

741 Boston Post Road, Madison, CT 06443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Essex CT 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Essex, CT
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-09-17 → 2009-06-01
    Morgan Stanley & Co. Llc
    Essex, CT
    Hartford, CT
  • 1998-09-04 → 2003-12-16
    Charles Schwab & Co., Inc.
    West Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-25
S65 Uniform Investment Adviser Law Examination 1998-07-24
S63 Uniform Securities Agent State Law Examination 1993-09-24
  • S66 Uniform Combined State Law Examination
    2003-07-25
  • S65 Uniform Investment Adviser Law Examination
    1998-07-24
  • S63 Uniform Securities Agent State Law Examination
    1993-09-24

View on SEC IAPD

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Tracy Ane Pierson
ROBERT SANTINO PAOLUCCI
MARGARET OMARRA MARUZO
GLENN SIMON ZAVORSKAS
COLIN MICHAEL DUGAN

Other Offices

PRINCIPLE WEALTH · MADISON, CT
STIFEL, NICOLAUS & COMPANY, INCORPORATED · MADISON, CT
LPL FINANCIAL LLC · MADISON, CT
ACCRETIVE CAPITAL MANAGEMENT, LLC · MADISON, CT
ACADIAN VENTURES MANAGEMENT, LLC · MADISON, CT
MAI CAPITAL MANAGEMENT, LLC · Madison, CT
MAI CAPITAL MANAGEMENT, LLC · Madison, CT
COMMONWEALTH FINANCIAL NETWORK · MADISON, CT

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